SOX Control Tester

SOX Control Tester

Bristol, Edinburgh, Halifax, London / Hybrid

3 months contract (expected to start January 2027)

Day Rate 600 via Umbrella Company

Pontoon is an employment consultancy, we put expertise, energy, and enthusiasm into improving everyone's chance of being part of the workplace. We respect and appreciate people of all ethnicities, generations, religious beliefs, sexual orientations, gender identifies, and more. We do this by showcasing their talents, skills, and unique experience in an inclusive environment that helps them thrive.

My client powers businesses of all sizes to make, take and manage payments. They are a global leader in financial technology with unique capabilities to power omni-commerce. Whether online, in store or mobile, they are at the heart of great commerce experiences in 146 countries and across 135 currencies. They help our customers become more efficient, more secure and more successful.

The Role

Our client's Group Finance Risk team is seeking an experienced SOX Control Tester to support a critical period of SOX assurance and controls testing activity. Joining a team of dedicated testers you will play a key role in delivering assurance over financial reporting controls during a peak testing period.

This is a hands-on delivery role for an experienced SOX professional who can quickly integrate into an established testing environment and independently manage a portfolio of controls with minimal oversight. Testing methodologies, controls, and test plans are already documented within the organisation's SOX management systems, allowing successful candidates to focus on execution, issue identification and stakeholder engagement from day one.

The role offers exposure to a broad range of business areas across the organisation and provides the opportunity to work on controls supporting the financial reporting and accounts process within one of the UK's largest financial services organisations.

The position is being offered on a 3-month contract, you will be based 2 days a week at one of the above office locations with the remaining 3 days working from home. You will be required to work standard office hours however due to the nature of the role there will be some out of hours requirements.

Key Responsibilities

• Deliver high-quality SOX testing in accordance with established methodologies, standards and documentation requirements.
• Conduct Design Effectiveness (DE) and Operating Effectiveness (OE) testing across financial reporting controls.
• Execute end-to-end testing activities including planning, walkthroughs, sample selection, evidence gathering, assessment and conclusion reporting.
• Manage a portfolio of controls independently, maintaining delivery against demanding testing timelines and quality expectations.
• Review and evaluate control evidence, identifying exceptions, deficiencies, inconsistencies and potential risks.
• Assess whether controls are appropriately designed and operating effectively to mitigate identified financial reporting risks.
• Clearly document testing performed, conclusions reached and supporting rationale.
• Challenge stakeholders constructively where evidence is insufficient or control weaknesses are identified.
• Escalate issues and exceptions appropriately, supporting the investigation and resolution of findings.
• Collaborate with control owners, finance teams and business stakeholders across multiple divisions and functions.
• Contribute to testing progress reporting and provide clear updates on risks, dependencies and emerging issues.
• Support continuous improvement initiatives through the use of data, technology and emerging AI-enabled assurance techniques.

Essential Experience

• Proven experience delivering hands-on SOX testing within large corporate, banking, insurance or other highly regulated environments.
• Strong understanding of risk and control frameworks, financial reporting risks and Internal Controls over Financial Reporting (ICFR).
• Demonstrable experience conducting both Design Effectiveness (DE) and Operating Effectiveness (OE) testing.
• Ability to independently manage a significant testing workload and deliver at pace.
• Experience testing multiple controls simultaneously, often managing high volumes of testing activity within tight deadlines.
• Strong evidence assessment skills, with the ability to identify control deficiencies and challenge stakeholders appropriately.
• Excellent understanding of testing methodologies, sampling approaches and assurance documentation standards.
• Strong written and verbal communication skills.
• Ability to operate with minimal supervision and become productive quickly within an established testing framework.
• Familiarity with SOX management platforms such as FCM, SOX Express or similar controls management systems.

Please apply with an up-to-date CV which must show evidence of the above to be considered. Please be advised if you haven't heard from us within 48 hours then unfortunately your application has not been successful on this occasion, we may however keep your details on file for any suitable future vacancies and contact you.

We use generative AI tools to support our candidate screening process. This helps us ensure a fair, consistent, and efficient experience for all applicants. Rest assured, all final decisions are made by our hiring team, and your application will be reviewed with care and attention.